Feller Faye's Form 4 filing
Geron Corp (GERN) · filed Jun 12, 2024
- Accession no.
- 0000950170-24-072420
- Filed
- Jun 12, 2024
- Trade date
- Jun 10, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.33M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Feller FayeCIK 0001937361 | Officer (EVP, Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2024 | Common Stock | MOption exerciseAcquired | +112,500 | $1.06 | +$119,250 | 112,500 | Direct | |
| Jun 10, 2024 | Common Stock | MOption exerciseAcquired | +20,000 | $1.06 | +$21,200 | 20,000 | Direct | |
| Jun 10, 2024 | Common Stock | MOption exerciseAcquired | +155,400 | $1.30 | +$202,020 | 155,400 | Direct | |
| Jun 10, 2024 | Common Stock | SSaleDisposed | −287,900 | $4.63 | −$1,332,977 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2024 | Common Stock | MOption exerciseDisposed | −112,500 | $0.00 | $0 | 87,500 | Direct | |
| Jun 10, 2024 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct | |
| Jun 10, 2024 | Common Stock | MOption exerciseDisposed | −155,400 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.