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Shuman Harry's Form 4 filing

Merus N.V. (MRUS) · filed Jun 6, 2024

Accession no.
0000950170-24-069872
Filed
Jun 6, 2024
Trade date
Jun 4, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $317.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shuman HarryCIK 0001791115Officer (VP Controller, PAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 4, 2024Common SharesMOption exerciseAcquired+1,000–F1–8,002Direct
Jun 4, 2024Common SharesMOption exerciseAcquired+1,000–F2–9,002Direct
Jun 4, 2024Common SharesMOption exerciseAcquired+2,000–F3–11,002Direct
Jun 4, 2024Common SharesMOption exerciseAcquired+1,000–F4–12,002Direct
Jun 4, 2024Common SharesSSaleDisposed−5,000$52.85−$264,2507,002Direct
Jun 4, 2024Common SharesMOption exerciseAcquired+1,000–F5–8,002Direct
Jun 4, 2024Common SharesSSaleDisposed−1,000$53.12−$53,1207,002Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 4, 2024Common SharesMOption exerciseDisposed−1,000$0.00$08,500Direct
Jun 4, 2024Common SharesMOption exerciseDisposed−1,000$0.00$014,700Direct
Jun 4, 2024Common SharesMOption exerciseDisposed−2,000$0.00$08,000Direct
Jun 4, 2024Common SharesMOption exerciseDisposed−1,000$0.00$018,000Direct
Jun 4, 2024Common SharesMOption exerciseDisposed−1,000$0.00$018,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the exercise price of the options originally granted on June 2, 2021.

Referenced by the price of 1 transaction in Table I.

F2

Represents the exercise price of the options originally granted on February 14, 2020.

Referenced by the price of 1 transaction in Table I.

F3

Represents the exercise price of the options originally granted on June 6, 2019.

Referenced by the price of 1 transaction in Table I.

F4

Represents the exercise price of the options originally granted on February 2, 2023.

Referenced by the price of 1 transaction in Table I.

F5

Represents the exercise price of the options originally granted on February 16, 2021.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)