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Briones Jose A's Form 4 filing

PennantPark Floating Rate Capital Ltd. (PFLA) · filed Jun 3, 2024

Accession no.
0000950170-24-067950
Filed
Jun 3, 2024
Trade date
May 28, 2024
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $10.0K. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Briones Jose ACIK 0001927262Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 28, 2024Common StockPPurchaseAcquired+885$11.33+$10,027.05317,738Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)