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Gordon Stephen's Form 4 filing

TransMedics Group, Inc. (TMDX) · filed May 31, 2024

Accession no.
0000950170-24-067358
Filed
May 31, 2024
Trade date
May 29, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 5 derivative transactions. Open-market sales total $2.83M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gordon StephenCIK 0001774274Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 29, 2024Common StockSSaleDisposed−2,000$141.27−$282,54021,299Direct
May 29, 2024Common StockMOption exerciseAcquired+2,000$16.14+$32,28023,299Direct
May 29, 2024Common StockMOption exerciseAcquired+5,000$38.46+$192,30028,299Direct
May 29, 2024Common StockMOption exerciseAcquired+5,000$13.28+$66,40033,299Direct
May 29, 2024Common StockMOption exerciseAcquired+1,000$83.14+$83,14034,299Direct
May 29, 2024Common StockMOption exerciseAcquired+5,000$66.10+$330,50039,299Direct
May 29, 2024Common StockSSaleDisposed−9,345$141.06−$1,318,205.729,954Direct
May 29, 2024Common StockSSaleDisposed−8,655$141.80−$1,227,27921,299Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 29, 2024Common StockMOption exerciseDisposed−2,000$0.00$084Direct
May 29, 2024Common StockMOption exerciseDisposed−5,000$0.00$017,477Direct
May 29, 2024Common StockMOption exerciseDisposed−5,000$0.00$023,167Direct
May 29, 2024Common StockMOption exerciseDisposed−1,000$0.00$017,690Direct
May 29, 2024Common StockMOption exerciseDisposed−5,000$0.00$015,022Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)