Young Donald R's Form 4 filing
Aspen Aerogels Inc (ASPN) · filed May 29, 2024
- Accession no.
- 0000950170-24-066183
- Filed
- May 29, 2024
- Trade date
- May 28-29, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $12.7M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Young Donald RCIK 0001610257 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 28, 2024 | Common Stock | MOption exerciseAcquired | +259,671 | $10.78 | +$2,799,253.38 | 625,117 | Direct | |
| May 28, 2024 | Common Stock | MOption exerciseAcquired | +108,105 | $7.54 | +$815,111.7 | 733,222 | Direct | |
| May 28, 2024 | Common Stock | MOption exerciseAcquired | +26,577 | $6.40 | +$170,092.8 | 759,799 | Direct | |
| May 28, 2024 | Common Stock | SSaleDisposed | −230,658 | $29.18 | −$6,730,600.44 | 529,141 | Direct | |
| May 28, 2024 | Common Stock | SSaleDisposed | −26,286 | $29.72 | −$781,219.92 | 502,855 | Direct | |
| May 29, 2024 | Common Stock | MOption exerciseAcquired | +296,771 | $6.40 | +$1,899,334.4 | 799,626 | Direct | |
| May 29, 2024 | Common Stock | SSaleDisposed | −176,746 | $29.38 | −$5,192,797.48 | 622,880 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 28, 2024 | Common Stock | MOption exerciseDisposed | −259,671 | $0.00 | $0 | 0 | Direct | |
| May 28, 2024 | Common Stock | MOption exerciseDisposed | −108,105 | $0.00 | $0 | 0 | Direct | |
| May 28, 2024 | Common Stock | MOption exerciseDisposed | −26,577 | $0.00 | $0 | 296,771 | Direct | |
| May 29, 2024 | Common Stock | MOption exerciseDisposed | −296,771 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.