Klein Robert M's Form 4 filing
Advanced Drainage Systems, Inc. (WMS) · filed May 29, 2024
- Accession no.
- 0000950170-24-065938
- Filed
- May 29, 2024
- Trade date
- May 24, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $538.2K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Klein Robert MCIK 0001614367 | Officer (EVP, Sales) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2024 | Common Stock | MOption exerciseAcquired | +859 | $105.82 | +$90,899.38 | 102,929 | Direct | |
| May 24, 2024 | Common Stock | MOption exerciseAcquired | +1,031 | $99.29 | +$102,367.99 | 103,960 | Direct | |
| May 24, 2024 | Common Stock | MOption exerciseAcquired | +1,169 | $96.51 | +$112,820.19 | 105,129 | Direct | |
| May 24, 2024 | Common Stock | SSaleDisposed | −3,059 | $175.95 | −$538,231.05 | 102,070 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 24, 2024 | Common Stock | MOption exerciseDisposed | −859 | $0.00 | $0 | 0 | Direct | |
| May 24, 2024 | Common Stock | MOption exerciseDisposed | −1,031 | $0.00 | $0 | 1,031 | Direct | |
| May 24, 2024 | Common Stock | MOption exerciseDisposed | −1,169 | $0.00 | $0 | 2,337 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.