Skip to main content

Wellings Mark's Form 4 filing

Li-Cycle Holdings Corp. (LICY) · filed May 28, 2024

Accession no.
0000950170-24-065475
Filed
May 28, 2024
Trade date
May 23-28, 2024
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $35.9K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wellings MarkCIK 0001990620Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 23, 2024Common SharesAGrant or awardAcquired+307,619$0.00$0476,777Direct
May 24, 2024Common SharesSSaleDisposed−15,267$0.54F4−$8,244.18461,510Direct
May 28, 2024Common SharesSSaleDisposed−51,266$0.54F4−$27,683.64410,244Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.5169 to $0.5966.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)