Gordon Russell L's Form 4 filing
RPM International IncRPM · filed May 16, 2024
- Accession no.
- 0000950170-24-061109
- Filed
- May 16, 2024
- Trade date
- May 14-15, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.33M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gordon Russell LCIK 0001546777 | Officer (VP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2024 | Common Stock, $0.01 par value | MOption exerciseAcquired | +30,000 | $44.60 | +$1,338,000 | 152,161 | Direct | |
| May 14, 2024 | Common Stock, $0.01 par value | DReturned to the companyDisposed | −11,773 | $113.65 | −$1,338,001.45 | 140,388 | Direct | |
| May 14, 2024 | Common Stock, $0.01 par value | FTax withholdingDisposed | −6,562 | $113.65 | −$745,771.3 | 133,826 | Direct | |
| May 15, 2024 | Common Stock, $0.01 par value | SSaleDisposed | −11,665 | $114.16F1 | −$1,331,676.4 | 122,161 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2024 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 220,800 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $113.62 - $114.89. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.