BROOKFIELD Corp's Form 4 filing
Runway Growth Finance Corp.RWAY · filed May 16, 2024
- Accession no.
- 0000950170-24-061093
- Filed
- May 16, 2024, 4:15 PM ET
- Trade date
- May 14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $49.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| BROOKFIELD CorpCIK 0001001085 | Director, 10% Owner |
| Oaktree Capital Group Holdings GP, LLCCIK 0001403525 | Director, 10% Owner |
| Brookfield Oaktree Holdings, LLCCIK 0001403528 | Director, 10% Owner |
| OCM Growth Holdings LLCCIK 0001693272 | Director, 10% Owner |
| BAM Partners TrustCIK 0001861643 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 14, 2024 | Common Stock, par value $0.01 per share | SSaleDisposed | −4,312,500 | $11.50F1 | −$49,593,750 | 11,179,668 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On May 14, 2024, the Reporting Persons participated in a block trade in which they sold 4,312,500 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer") for aggregate proceeds of $49,593,750 (the "Block Sale"). The Common Stock reported as sold includes 562,500 shares of Common Stock sold pursuant to the underwriters' exercise of an overallotment right.
Referenced by the price of 1 transaction in Table I.