Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed May 15, 2024
- Accession no.
- 0000950170-24-060584
- Filed
- May 15, 2024
- Trade date
- May 13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 25 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $270.88F1 | +$2,708,800 | 18,158 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −174 | $1,282.54F2 | −$223,161.96 | 17,984 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −30 | $1,283.18 | −$38,495.4 | 17,954 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −400 | $1,285.16F3 | −$514,064 | 17,554 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −1,299 | $1,288.05F4 | −$1,673,176.95 | 16,255 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −543 | $1,289.26F5 | −$700,068.18 | 15,712 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −913 | $1,290.20F6 | −$1,177,952.6 | 14,799 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −1,376 | $1,291.15F7 | −$1,776,622.4 | 13,423 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −1,352 | $1,292.46F8 | −$1,747,405.92 | 12,071 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −1,037 | $1,293.27F9 | −$1,341,120.99 | 11,034 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −498 | $1,295.00F10 | −$644,910 | 10,536 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −681 | $1,296.19F11 | −$882,705.39 | 9,855 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −381 | $1,297.01F12 | −$494,160.81 | 9,474 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −229 | $1,298.04F13 | −$297,251.16 | 9,245 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −207 | $1,298.98F14 | −$268,888.86 | 9,038 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −92 | $1,300.73F15 | −$119,667.16 | 8,946 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −142 | $1,301.38F16 | −$184,795.96 | 8,804 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −3 | $1,302.70 | −$3,908.1 | 8,801 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −116 | $1,304.12F17 | −$151,277.92 | 8,685 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −198 | $1,305.97F18 | −$258,582.06 | 8,487 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −113 | $1,306.84F19 | −$147,672.92 | 8,374 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −71 | $1,307.60F20 | −$92,839.6 | 8,303 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −49 | $1,310.02F21 | −$64,190.98 | 8,254 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −43 | $1,311.37 | −$56,388.91 | 8,211 | Indirect | |
| May 13, 2024 | Common Stock | SSaleDisposed | −53 | $1,312.86F22 | −$69,581.58 | 8,158 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 183,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1282.1900- $1283.1700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1284.8000 - $1285.3000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1287.6250 - $1288.6150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1288.6175- $1289.5700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1289.6800 - $1290.6100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1290.6775 - $1291.6200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1291.9100 - $1292.8700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1292.9300 - $1293.8900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1294.5000 - $1295.4400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1295.5850 - $1296.5500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1296.5800 - $1297.5300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1297.5750 - $1298.5550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1298.7550 - $1299.3200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price
Referenced by the price of 1 transaction in Table I.
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1300.2400 - $1300.8750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F16
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1301.0450 - $1301.8700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F17
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1303.7000 - $1304.5950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F18
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1305.2800 - $1306.2500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F19
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1306.3150 - $1307.1750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F20
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1307.4700 - $1308.3800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F21
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1309.9900 - $1310.4900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F22
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1312.4350 - $1313.0100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.