Peloquin Gregory J's Form 4 filing
Richardson Electronics, Ltd. (RELL) · filed May 15, 2024
- Accession no.
- 0000950170-24-060567
- Filed
- May 15, 2024
- Trade date
- May 13-14, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $233.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peloquin Gregory JCIK 0001191362 | Officer (EVP PMT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | MOption exerciseAcquired | +928 | $9.99 | +$9,270.72 | 928 | Direct | |
| May 13, 2024 | Common Stock | SSaleDisposed | −928 | $10.52 | −$9,762.56 | 0 | Direct | |
| May 14, 2024 | Common Stock | MOption exerciseAcquired | +21,206 | $9.99 | +$211,847.94 | 21,206 | Direct | |
| May 14, 2024 | Common Stock | SSaleDisposed | −21,206 | $10.53 | −$223,299.18 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 13, 2024 | Common Stock | MOption exerciseDisposed | −928 | $0.00 | $0 | 0 | Direct | |
| May 14, 2024 | Common Stock | MOption exerciseDisposed | −21,206 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.