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Peloquin Gregory J's Form 4 filing

Richardson Electronics, Ltd. (RELL) · filed May 13, 2024

Accession no.
0000950170-24-058397
Filed
May 13, 2024
Trade date
May 9, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $31.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Peloquin Gregory JCIK 0001191362Officer (EVP PMT)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 9, 2024Common StockMOption exerciseAcquired+2,866$9.99+$28,631.342,866Direct
May 9, 2024Common StockSSaleDisposed−2,866$10.87−$31,153.420Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 9, 2024Common StockMOption exerciseDisposed−2,866$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)