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Landes Gregg's Form 4 filing

Aspen Aerogels Inc (ASPN) · filed May 8, 2024

Accession no.
0000950170-24-055108
Filed
May 8, 2024
Trade date
May 6, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $1.23M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Landes GreggCIK 0001731877Officer (SVP, Operations and Strat Deve)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 6, 2024Common StockSSaleDisposed−22,923$25.11F1−$575,596.5355,316Direct
May 6, 2024Common StockSSaleDisposed−25,463$25.65F2−$653,125.9529,853Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

These transactions were executed in multiple trades at prices ranging from $24.45 to $25.40. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

These transactions were executed in multiple trades at prices ranging from $25.57 to $25.73. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)