Ossip David D's Form 4/A amendment
AmendedDayforce, Inc.DAY · filed May 7, 2024
- Accession no.
- 0000950170-24-054639
- Filed
- May 7, 2024
- Trade date
- Aug 8, 2019
- Filing delay
- 1,734 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 9, 2019
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $24.6M. It was filed 1,734 days after the trade.
This amendment replaces 0000897069-24-000738 (filed Mar 22, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ossip David DCIK 0001733805 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2019 | Common Stock | MOption exerciseAcquired | +500,000 | $16.80 | +$8,400,000 | 1,021,843 | Direct | |
| Aug 8, 2019 | Common Stock | SSaleDisposed | −500,000 | $49.27 | −$24,635,000 | 521,843 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 8, 2019 | Common Stock | MOption exerciseDisposed | −500,000 | $0.00F5 | $0 | 1,500,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes 250,000 shares issuable pursuant to vested Restricted Stock Units and 250,000 shares issuable pursuant to Restricted Stock Units that vest in two equal installments beginning on March 20, 2020.
- F2
Indirectly owned through OsFund Inc. Includes 1,519 shares received from a pro rata distribution on August 1, 2019 from a limited partnership of which OsFund Inc. is a limited partner. The Reporting Person disclaims beneficial ownership except to the extent of the Reporting Person's pecuniary interest.
- F3
Due to an administrative oversight, the Form 4/A filed on March 22, 2024 is being further amended by this Form 4/A to remove 40,553 shares from OsFund Inc.'s reported holdings that had been incorrectly included in the March 22, 2024 Form 4/A.
- F4
These options are vested and exercisable.
- F5
Not Applicable.
Referenced by the price of 1 transaction in Table II.
- F6
Represents exchangeable shares of Ceridian AcquisitionCo ULC, a wholly owned subsidiary of the Issuer, that are exchangeable at the option of the holder for shares of common stock of the Issuer. Each exchangeable share is convertible into one share of common stock of the Issuer, subject to adjustments. The exchangeable shares are currently exercisable and have no expiration date.
- F7
Indirectly owned through Osscer Inc. The Reporting Person disclaims beneficial ownership except to the extent of the Reporting Person's pecuniary interest.
- F8
Consists of 625,000 vested and exercisable options as of March 20, 2019 and 625,000 options that vest and become exercisable in two equal annual installments beginning on March 20, 2020.
- F9
Consists of 5,243 vested and exercisable options as of March 30, 2019 and 1,748 options that vest and become exercisable on March 30, 2020.
- F10
Consists of 339,674 vested and exercisable options as of April 25, 2019 and 1,019,023 options that vest and become exercisable in three annual installments beginning on April 25, 2020.
- F11
These options vest and become exercisable in four annual installments beginning on February 8, 2020.
- F12
These options vest and become exercisable in four annual installments beginning on March 20, 2020.
Remarks
For David Ossip, pursuant to the Power of Attorney previously filed.