Bernstein Seth P's Form 4 filing
Equitable Holdings, Inc. (EQH) · filed May 3, 2024
- Accession no.
- 0000950170-24-053027
- Filed
- May 3, 2024
- Trade date
- May 2, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.80M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bernstein Seth PCIK 0001705584 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2024 | Common Stock | MOption exerciseAcquired | +65,446 | $18.74 | +$1,226,458.04 | 183,923.97 | Direct | |
| May 2, 2024 | Common Stock | MOption exerciseAcquired | +57,209 | $23.18 | +$1,326,104.62 | 241,132.97 | Direct | |
| May 2, 2024 | Common Stock | SSaleDisposed | −152,473 | $38.06F2 | −$5,803,122.38 | 88,659.97 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2024 | Common Stock | MOption exerciseDisposed | −65,446 | $0.00 | $0 | 57,209 | Direct | |
| May 2, 2024 | Common Stock | MOption exerciseDisposed | −57,209 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $38.0000 to $38.1400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
Reporting person's title is: Head of Investment Management and Research