Column Group III-A, LP's Form 4/A amendment
AmendedSurrozen, Inc. (SRZN) · filed Apr 17, 2024
- Accession no.
- 0000950170-24-045118
- Filed
- Apr 17, 2024, 4:14 PM ET
- Trade date
- Apr 4, 2024
- Filing delay
- 13 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 8, 2024
This filing lists 2 non-derivative transactions and 8 derivative transactions. Open-market purchases total $3.00M. It was filed 13 days after the trade.
This amendment replaces 0000950170-24-042633 (filed Apr 8, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Column Group III-A, LPCIK 0001668085 | 10% Owner |
| Column Group III, LPCIK 0001668159 | 10% Owner |
| Column Group III GP, LPCIK 0001790965 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +90,897 | $15.50 | +$1,408,903.5 | 289,549 | Indirect | Duplicate filing |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +102,651 | $15.50 | +$1,591,090.5 | 326,992 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +90,897 | – | – | 90,897 | Indirect | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +102,651 | – | – | 102,651 | Indirect | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +98,870 | – | – | 98,870 | Indirect | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +111,656 | – | – | 111,656 | Indirect | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +352,225 | – | – | 352,225 | Indirect | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +397,773 | – | – | 397,773 | Indirect | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +352,225 | – | – | 352,225 | Indirect | |
| Apr 4, 2024 | Common Stock | PPurchaseAcquired | +397,773 | – | – | 397,773 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.