Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Apr 16, 2024
- Accession no.
- 0000950170-24-044766
- Filed
- Apr 16, 2024
- Trade date
- Apr 12, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 22 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.2M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2024 | Common Stock | MOption exerciseAcquired | +10,000 | $270.88F1 | +$2,708,800 | 18,158 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −191 | $1,206.74F2 | −$230,487.34 | 17,967 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −648 | $1,208.15F3 | −$782,881.2 | 17,319 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −465 | $1,208.93F4 | −$562,152.45 | 16,854 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −626 | $1,209.89F5 | −$757,391.14 | 16,228 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −637 | $1,211.03F6 | −$771,426.11 | 15,591 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −1,090 | $1,212.13F7 | −$1,321,221.7 | 14,501 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −562 | $1,213.01F8 | −$681,711.62 | 13,939 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −871 | $1,214.02F9 | −$1,057,411.42 | 13,068 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −314 | $1,215.08F10 | −$381,535.12 | 12,754 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −307 | $1,216.17F11 | −$373,364.19 | 12,447 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −148 | $1,216.99F12 | −$180,114.52 | 12,299 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −67 | $1,217.98F13 | −$81,604.66 | 12,232 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −204 | $1,219.23F14 | −$248,722.92 | 12,028 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −618 | $1,220.20F15 | −$754,083.6 | 11,410 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −898 | $1,221.25F16 | −$1,096,682.5 | 10,512 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −831 | $1,222.26F17 | −$1,015,698.06 | 9,681 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −403 | $1,223.36F18 | −$493,014.08 | 9,278 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −617 | $1,224.40F19 | −$755,454.8 | 8,661 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −217 | $1,225.20F20 | −$265,868.4 | 8,444 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −260 | $1,226.29F21 | −$318,835.4 | 8,184 | Indirect | |
| Apr 12, 2024 | Common Stock | SSaleDisposed | −26 | $1,227.19F22 | −$31,906.94 | 8,158 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2024 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 193,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1206.2900 - $1207.1900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1207.5100 - $1208.5000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1208.5150 - $1209.5000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1209.5100 - $1210.4400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1210.5300 - $1211.4750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1211.5500 - $1212.5200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1212.5700 - $1213.5600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1213.6200 - $1214.5100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1214.6450 - $1215.5700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1215.7100 - $1216.6600 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1216.7300 - $1217.6650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F13
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1217.7400 - $1218.4600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F14
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1218.7650 - $1219.7000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F15
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1219.7700 - $1220.7100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F16
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1220.7700 - $1221.7600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F17
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1221.7900 - $1222.7700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F18
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1222.8400 - $1223.8200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F19
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1223.8900 - $1224.8700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F20
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1224.8900 - $1225.6500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F21
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1226.0050 - $1226.7700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F22
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1227.1400 - $1227.8950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.