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Baskett Forest's Form 4 filing

NeueHealth, Inc. (NEUE) · filed Apr 10, 2024

Accession no.
0000950170-24-043474
Filed
Apr 10, 2024
Trade date
Apr 8, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Baskett ForestCIK 000127763110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 8, 2024Common StockPPurchaseAcquired+123,729–F2–123,729Indirect
Apr 8, 2024Common StockPPurchaseAcquired+123,729–F2–123,729Indirect
Apr 8, 2024Common StockPPurchaseAcquired+123,729–F2–123,729Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Warrants to be issued pursuant to the Warrantholders Agreement and the Credit Agreement, dated August 4, 2023, as amended by that certain Incremental Amendment No. 1, dated as of October 2, 2023, and that certain Incremental Amendment No. 2, dated as of April 8, 2024, between the Issuer and the lenders thereto.

Referenced by the price of 3 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)