Sprecher Jeffrey C's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Apr 5, 2024
- Accession no.
- 0000950170-24-042293
- Filed
- Apr 5, 2024
- Trade date
- Apr 3, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $23.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sprecher Jeffrey CCIK 0001343882 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2024 | Common Stock | MOption exerciseAcquired | +58,388 | $50.01 | +$2,919,983.88 | 1,238,283 | Direct | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −55,276 | $137.18F2 | −$7,582,761.68 | 1,183,007 | Direct | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −3,112 | $137.83F3 | −$428,926.96 | 1,179,895 | Direct | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −104,224 | $137.18F6 | −$14,297,448.32 | 2,667,481 | Indirect | |
| Apr 3, 2024 | Common Stock | SSaleDisposed | −5,776 | $137.82F7 | −$796,048.32 | 2,661,705 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2024 | Common Stock | MOption exerciseDisposed | −58,388 | $0.00 | $0 | 58,389 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price range for the aggregate amount sold by the direct holder is $136.72 - $137.71. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price range for the aggregate amount sold by the direct holder is $137.72 - $138.04. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price range for the aggregate amount sold by the direct holder is $136.71 - $137.69. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price range for the aggregate amount sold by the direct holder is $137.71 - $138.09. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.