Connell Brooke's Form 4 filing
AlTi Global, Inc. (ALTI) · filed Apr 4, 2024
- Accession no.
- 0000950170-24-042002
- Filed
- Apr 4, 2024
- Trade date
- Mar 11-Apr 2, 2024
- Filing delay
- 24 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $76.0K. It was filed 24 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Connell BrookeCIK 0001996517 | Officer (Pres, US Wealth Mmgt) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Class A Common Stock | MOption exerciseAcquired | +50,000 | $0.00 | $0 | 205,771.54 | Direct | |
| Apr 2, 2024 | Class A Common Stock | SSaleDisposed | −15,000 | $5.07 | −$76,050 | 190,771.54 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Class A Common Stock | MOption exerciseDisposed | −50,000 | $0.00 | $0 | 765,879 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.