Mulleady John's Form 4 filing
Dave & Buster's Entertainment, Inc.PLAY · filed Apr 4, 2024
- Accession no.
- 0000950170-24-041923
- Filed
- Apr 4, 2024
- Trade date
- Apr 4, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.85M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mulleady JohnCIK 0001510399 | Officer (SVP, RE & Dev) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2024 | Common Stock | MOption exerciseAcquired | +5,960 | $31.71 | +$188,991.6 | 63,092 | Direct | |
| Apr 4, 2024 | Common Stock | MOption exerciseAcquired | +9,121 | $59.67 | +$544,250.07 | 72,213 | Direct | |
| Apr 4, 2024 | Common Stock | MOption exerciseAcquired | +13,020 | $41.65 | +$542,283 | 85,233 | Direct | |
| Apr 4, 2024 | Common Stock | MOption exerciseAcquired | +14,723 | $51.68 | +$760,884.64 | 99,956 | Direct | |
| Apr 4, 2024 | Common Stock | SSaleDisposed | −42,824 | $66.58F1 | −$2,851,221.92 | 57,132 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2024 | Common Stock | MOption exerciseDisposed | −5,960 | $0.00 | $0 | 0 | Direct | |
| Apr 4, 2024 | Common Stock | MOption exerciseDisposed | −9,121 | $0.00 | $0 | 0 | Direct | |
| Apr 4, 2024 | Common Stock | MOption exerciseDisposed | −13,020 | $0.00 | $0 | 0 | Direct | |
| Apr 4, 2024 | Common Stock | MOption exerciseDisposed | −14,723 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.50 to $68.46, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.