Alba Manuel's Form 4 filing
Astera Labs, Inc. (ALAB) · filed Mar 22, 2024
- Accession no.
- 0000950170-24-035422
- Filed
- Mar 22, 2024
- Trade date
- Mar 22, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market purchases total $180.0K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alba ManuelCIK 0001134727 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | CConversionAcquired | +499,127 | –F1 | – | 518,863 | Indirect | |
| Mar 22, 2024 | Common Stock | CConversionAcquired | +2,314,498 | –F1 | – | 2,314,498 | Indirect | |
| Mar 22, 2024 | Common Stock | PPurchaseAcquired | +5,000 | $36.00 | +$180,000 | 5,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 22, 2024 | Common Stock | CConversionDisposed | −423,530 | $0.00 | $0 | 0 | Indirect | |
| Mar 22, 2024 | Common Stock | CConversionDisposed | −1,960,785 | $0.00 | $0 | 0 | Indirect | |
| Mar 22, 2024 | Common Stock | CConversionDisposed | −75,597 | $0.00 | $0 | 0 | Indirect | |
| Mar 22, 2024 | Common Stock | CConversionDisposed | −349,995 | $0.00 | $0 | 0 | Indirect | |
| Mar 22, 2024 | Common Stock | CConversionDisposed | −3,718 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
Referenced by the price of 2 transactions in Table I.