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Alemany Ellen R's Form 4 filing

First Citizens Bancshares IncFCNCA · filed Mar 22, 2024

Accession no.
0000950170-24-035295
Filed
Mar 22, 2024
Trade date
Mar 20, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 7 non-derivative transactions. Open-market sales total $4.67M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Alemany Ellen RCIK 0001537972Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 20, 2024Class A CommonSSaleDisposed−600$1,559.09−$935,4544,842Direct
Mar 20, 2024Class A CommonSSaleDisposed−979$1,550.55F2−$1,517,988.455,980Indirect
Mar 20, 2024Class A CommonSSaleDisposed−60$1,551.06F3−$93,063.65,920Indirect
Mar 20, 2024Class A CommonSSaleDisposed−100$1,552.40−$155,2405,820Indirect
Mar 20, 2024Class A CommonSSaleDisposed−770$1,555.66F4−$1,197,858.25,050Indirect
Mar 20, 2024Class A CommonSSaleDisposed−106$1,557.85F5−$165,132.14,944Indirect
Mar 20, 2024Class A CommonSSaleDisposed−385$1,559.16F6−$600,276.64,559Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,550.00 to $1,550.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,551.04 to $1,151.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,555.25 to $1,556.21 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,557.81 to $1,558.16, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at pieces ranging from $1,558.90 to $1,559.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the above range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)