Whiting Paul L's Form 4/A amendment
AmendedHeritage Insurance Holdings, Inc. (HRTG) · filed Mar 18, 2024
- Accession no.
- 0000950170-24-032858
- Filed
- Mar 18, 2024
- Trade date
- Dec 14, 2023
- Filing delay
- 95 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 15, 2023
This filing lists 1 non-derivative transaction. Open-market purchases total $300.0K. It was filed 95 days after the trade.
This amendment replaces 0000950170-23-070896 (filed Dec 15, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whiting Paul LCIK 0001272769 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | PPurchaseAcquired | +40,871 | $7.34 | +$299,993.14 | 40,871 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares of the Company's common stock ("Common Stock") purchased by Whiting Family, LLC from the Company in a private placement concurrent with the Company's underwritten public offering of Common Stock.
- F2
This amendment to the Form 4 filed on December 15, 2023 (the "Original Form 4") is being filed to reflect that the previously reported purchase was made indirectly by the Whiting Family, LLC.
- F3
These shares are owned by Whiting Family, LLC, which is controlled by the Reporting Person and his spouse. The Reporting Person disclaims beneficial ownership of the shares held by Whiting Family, LLC except to the extent of his pecuniary interest therein.