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Ae Industrial Partners Fund II, LP's Form 4 filing

BigBear.ai Holdings, Inc. (BBAI) · filed Mar 15, 2024

Accession no.
0000950170-24-032165
Filed
Mar 15, 2024, 4:05 PM ET
Trade date
Mar 13-14, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $32.5M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ae Industrial Partners Fund II, LPCIK 0001732533Director, 10% Owner
Ae Industrial Partners Fund II-A, LPCIK 0001732534Director, 10% Owner
Ae Industrial Partners Fund II-B, LPCIK 0001732535Director, 10% Owner
Pangiam Ultimate Holdings, LLCCIK 0001832284Director, 10% Owner
Rowe David H.CIK 0001880788Director, 10% Owner
Aeroequity GP, LLCCIK 0001880792Director, 10% Owner
Ae Industrial Partners Fund II GP, LPCIK 0001880808Director, 10% Owner
Greene Michael RobertCIK 0001881294Director, 10% Owner
BBAI Ultimate Holdings, LLCCIK 0001886800Director, 10% Owner
Ae Bbai Aggregator, LPCIK 0001898298Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 13, 2024Common StockSSaleDisposed−4,777,012$2.53F1−$12,085,840.36152,437,679Indirect
Mar 14, 2024Common StockSSaleDisposed−8,009,447$2.55F4−$20,424,089.85144,428,232Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.44 to $2.65. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1 to this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.44 to $2.84. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.

Referenced by the price of 1 transaction in Table I.

Remarks

Kirk Michael Konert and Jeffrey Hart serve as Partners of AE Industrial Partners, LP. AE Industrial Partners and each AE Party may, therefore, be considered a director of the issuer by deputization.

Read the full filing on SEC EDGAR (opens in a new tab)