Reese Jason W.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Mar 13, 2024
- Accession no.
- 0000950170-24-031061
- Filed
- Mar 13, 2024, 8:35 PM ET
- Trade date
- Mar 11-13, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $37.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reese Jason W.CIK 0001479613 | Director, Officer (See remarks), 10% Owner |
| Long Ball Partners LLCCIK 0001308057 | 10% Owner |
| Imperial Capital Asset Management, LLCCIK 0001805378 | 10% Owner |
| Imperial Capital Group Holdings II, LLCCIK 0001961798 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2024 | Common stock, par value $0.01 per share ("Common Stock") | PPurchaseAcquired | +806 | $1.90 | +$1,531.4 | 6,299,849 | Indirect | |
| Mar 12, 2024 | Common Stock | PPurchaseAcquired | +2,500 | $1.90 | +$4,750 | 6,302,349 | Indirect | |
| Mar 13, 2024 | Common Stock | PPurchaseAcquired | +16,200 | $1.94 | +$31,428 | 6,318,549 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.