Valladares Jorge's Form 4 filing
TransDigm Group INC (TDG) · filed Mar 13, 2024
- Accession no.
- 0000950170-24-030785
- Filed
- Mar 13, 2024
- Trade date
- Mar 12, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $11.6M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Valladares JorgeCIK 0001432892 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2024 | Common Stock | MOption exerciseAcquired | +6,346 | $226.34 | +$1,436,353.64 | 17,346 | Direct | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −6,346 | $1,180.01 | −$7,488,343.46 | 11,000 | Direct | |
| Mar 12, 2024 | Common Stock | MOption exerciseAcquired | +1,151 | $226.34 | +$260,517.34 | 1,151 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −1,151 | $1,180.01 | −$1,358,191.51 | 0 | Indirect | |
| Mar 12, 2024 | Common Stock | MOption exerciseAcquired | +1,151 | $226.34 | +$260,517.34 | 1,151 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −1,151 | $1,180.01 | −$1,358,191.51 | 0 | Indirect | |
| Mar 12, 2024 | Common Stock | MOption exerciseAcquired | +1,151 | $226.34 | +$260,517.34 | 1,151 | Indirect | |
| Mar 12, 2024 | Common Stock | SSaleDisposed | −1,151 | $1,180.01 | −$1,358,191.51 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 12, 2024 | Common Stock | MOption exerciseDisposed | −6,346 | $0.00 | $0 | 0 | Direct | |
| Mar 12, 2024 | Common Stock | MOption exerciseDisposed | −1,151 | $0.00 | $0 | 0 | Indirect | |
| Mar 12, 2024 | Common Stock | MOption exerciseDisposed | −1,151 | $0.00 | $0 | 0 | Indirect | |
| Mar 12, 2024 | Common Stock | MOption exerciseDisposed | −1,151 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.