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Valladares Jorge's Form 4 filing

TransDigm Group INC (TDG) · filed Mar 12, 2024

Accession no.
0000950170-24-029860
Filed
Mar 12, 2024
Trade date
Mar 8, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $2.88M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Valladares JorgeCIK 0001432892Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 8, 2024Common StockMOption exerciseAcquired+578$226.34+$130,824.5211,578Direct
Mar 8, 2024Common StockSSaleDisposed−578$1,180.00−$682,04011,000Direct
Mar 8, 2024Common StockMOption exerciseAcquired+622$226.34+$140,783.48622Indirect
Mar 8, 2024Common StockSSaleDisposed−622$1,180.00−$733,9600Indirect
Mar 8, 2024Common StockMOption exerciseAcquired+622$226.34+$140,783.48622Indirect
Mar 8, 2024Common StockSSaleDisposed−622$1,180.00−$733,9600Indirect
Mar 8, 2024Common StockMOption exerciseAcquired+622$226.34+$140,783.48622Indirect
Mar 8, 2024Common StockSSaleDisposed−622$1,180.00−$733,9600Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 8, 2024Common StockMOption exerciseDisposed−578$0.00$06,346Direct
Mar 8, 2024Common StockMOption exerciseDisposed−622$0.00$01,151Indirect
Mar 8, 2024Common StockMOption exerciseDisposed−622$0.00$01,151Indirect
Mar 8, 2024Common StockMOption exerciseDisposed−622$0.00$01,151Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)