Hock Stacy's Form 4 filing
Atlas Energy Solutions Inc. (AESI) · filed Mar 12, 2024
- Accession no.
- 0000950170-24-029831
- Filed
- Mar 12, 2024, 3:01 PM ET
- Trade date
- Mar 8, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $998.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hock StacyCIK 0001710768 | Director, 10% Owner, Other: Member of 10% Owner Group |
| Hock JoelCIK 0001993066 | 10% Owner, Other: Member of 10% Owner Group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2024 | Common Stock | GGiftDisposed | −50,000 | $0.00 | $0 | 1,020,738 | Direct | |
| Mar 8, 2024 | Common Stock | SSaleDisposed | −50,000 | $19.97F3 | −$998,500 | 970,738 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.79 to $20.0175, inclusive. The reporting persons undertake to provide to Atlas Energy Solutions Inc., any security holder of Atlas Energy Solutions Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Referenced by the price of 1 transaction in Table I.
Remarks
Members of 10% owner group