Stout Stephen's Form 4 filing
Shattuck Labs, Inc.STTK · filed Mar 8, 2024
- Accession no.
- 0000950170-24-028811
- Filed
- Mar 8, 2024
- Trade date
- Mar 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $168.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stout StephenCIK 0001970664 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2024 | Common Stock | MOption exerciseAcquired | +4,650 | $3.51 | +$16,321.5 | 83,982 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −4,650 | $10.53 | −$48,964.5 | 79,332 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseAcquired | +6,459 | $3.57 | +$23,058.63 | 85,791 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −6,459 | $10.53 | −$68,013.27 | 79,332 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −4,895 | $10.53 | −$51,544.35 | 74,437 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2024 | Common Stock | MOption exerciseDisposed | −4,650 | $0.00 | $0 | 9,300 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseDisposed | −6,459 | $0.00 | $0 | 17,391 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
General Counsel, Corporate Secretary and Chief Ethics and Compliance Officer