King Elizabeth Kathryn's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Mar 8, 2024
- Accession no.
- 0000950170-24-028669
- Filed
- Mar 8, 2024
- Trade date
- Mar 6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $1.23M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| King Elizabeth KathrynCIK 0002006961 | Officer (Global Head of Clearing & CRO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2024 | Common Stock Holding | SSaleDisposed | −1,603 | $138.18F2 | −$221,502.54 | 21,169 | Direct | |
| Mar 6, 2024 | Common Stock Holding | SSaleDisposed | −1,476 | $138.01F3 | −$203,702.76 | 19,693 | Direct | |
| Mar 6, 2024 | Common Stock Holding | SSaleDisposed | −1,002 | $138.64F4 | −$138,917.28 | 18,691 | Direct | |
| Mar 6, 2024 | Common Stock Holding | SSaleDisposed | −2,643 | $137.94F5 | −$364,575.42 | 16,048 | Direct | |
| Mar 6, 2024 | Common Stock Holding | SSaleDisposed | −2,154 | $138.65F6 | −$298,652.1 | 13,894 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price range for the aggregate amount sold by the direct holder is $137.71 - $138.67. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price range for the aggregate amount sold by the direct holder is $137.56 - $138.52. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $138.57 - $138.75. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price range for the aggregate amount sold by the direct holder is $137.56 - $138.39. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
The price range for the aggregate amount sold by the direct holder is $138.55 - $138.74. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.