Reese Jason W.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Mar 7, 2024
- Accession no.
- 0000950170-24-028325
- Filed
- Mar 7, 2024, 9:35 PM ET
- Trade date
- Mar 5-7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $28.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reese Jason W.CIK 0001479613 | Director, Officer (See remarks), 10% Owner |
| Long Ball Partners LLCCIK 0001308057 | 10% Owner |
| Imperial Capital Asset Management, LLCCIK 0001805378 | 10% Owner |
| Imperial Capital Group Holdings II, LLCCIK 0001961798 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common stock, par value $0.01 per share ("Common Stock") | PPurchaseAcquired | +5,137 | $1.93 | +$9,914.41 | 6,289,573 | Indirect | |
| Mar 6, 2024 | Common Stock | PPurchaseAcquired | +4,389 | $1.96 | +$8,602.44 | 6,293,962 | Indirect | |
| Mar 7, 2024 | Common Stock | PPurchaseAcquired | +5,081 | $1.96 | +$9,958.76 | 6,299,043 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.