Surdykowski Andrew J's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Mar 7, 2024
- Accession no.
- 0000950170-24-028031
- Filed
- Mar 7, 2024
- Trade date
- Mar 5-6, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $896.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Surdykowski Andrew JCIK 0001755922 | Officer (General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseAcquired | +3,000 | $50.01 | +$150,030 | 54,379 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −6,505 | $137.88 | −$896,909.4 | 47,874 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseAcquired | +1,180 | $57.31 | +$67,625.8 | 49,054 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 5, 2024 | Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 7,080 | Direct | |
| Mar 6, 2024 | Common Stock | MOption exerciseDisposed | −1,180 | $0.00 | $0 | 8,259 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.