Johnson & Johnson's Form 4 filing
CVRx, Inc. (CVRX) · filed Mar 6, 2024
- Accession no.
- 0000950170-24-027095
- Filed
- Mar 6, 2024, 3:42 PM ET
- Trade date
- Feb 16-29, 2024
- Filing delay
- 19 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 17 non-derivative transactions and 16 derivative transactions. Open-market sales total $96.1K. It was filed 19 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnson & JohnsonCIK 0000200406 | 10% Owner |
| Johnson & Johnson Innovation - JJDC, Inc.CIK 0000924020 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Stock | XIn-the-money exerciseAcquired | +607,725 | $0.158 | +$96,020.55 | 4,103,300 | Indirect | |
| Feb 16, 2024 | Common Stock | SSaleDisposed | −3,725 | $25.81 | −$96,142.25 | 4,099,575 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +158 | $0.237 | +$37.45 | 4,099,733 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +189 | $0.237 | +$44.79 | 4,099,922 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +165 | $0.237 | +$39.11 | 4,100,087 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +118 | $0.237 | +$27.97 | 4,100,205 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +71 | $0.237 | +$16.83 | 4,100,276 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +23 | $0.237 | +$5.45 | 4,100,299 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +85 | $0.237 | +$20.15 | 4,100,384 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +758 | $0.237 | +$179.65 | 4,101,142 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +489 | $0.237 | +$115.89 | 4,101,631 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +584 | $0.237 | +$138.41 | 4,102,215 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +300 | $0.237 | +$71.1 | 4,102,515 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +442 | $1.19 | +$524.21 | 4,102,957 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +142 | $1.19 | +$168.41 | 4,103,099 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +252 | $3.96 | +$996.66 | 4,103,351 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseAcquired | +79 | $5.14 | +$406.14 | 4,103,430 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 16, 2024 | Common Stock | XIn-the-money exerciseDisposed | −607,225 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −158 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −189 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −165 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −118 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −71 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −23 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −85 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −758 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −489 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −584 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −442 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −142 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −252 | $0.00 | $0 | 0 | Indirect | |
| Feb 29, 2024 | Common Stock | MOption exerciseDisposed | −79 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.