Rutz Michael P's Form 4 filing
Sotera Health Co (SHC) · filed Mar 5, 2024
- Accession no.
- 0000950170-24-026450
- Filed
- Mar 5, 2024
- Trade date
- Mar 2-4, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.19M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rutz Michael PCIK 0001599220 | Officer (President of Sterigenics) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | FTax withholdingDisposed | −2,438 | $14.56 | −$35,497.28 | 596,311 | Direct | |
| Mar 2, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | FTax withholdingDisposed | −3,063 | $14.56 | −$44,597.28 | 593,248 | Direct | |
| Mar 4, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | AGrant or awardAcquired | +34,270 | $0.00 | $0 | 627,518 | Direct | |
| Mar 4, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | SSaleDisposed | −83,109 | $14.31 | −$1,189,289.79 | 544,409 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | AGrant or awardAcquired | +68,063 | $0.00 | $0 | 68,063 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.