Petras Michael B. Jr.'s Form 4 filing
Sotera Health CoSHC · filed Mar 5, 2024
- Accession no.
- 0000950170-24-026347
- Filed
- Mar 5, 2024
- Trade date
- Mar 2-4, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $14.4M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Petras Michael B. Jr.CIK 0001832387 | Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | FTax withholdingDisposed | −27,990 | $14.56 | −$407,534.4 | 447,163 | Direct | |
| Mar 2, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | FTax withholdingDisposed | −21,574 | $14.56 | −$314,117.44 | 425,589 | Direct | |
| Mar 4, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | AGrant or awardAcquired | +274,160 | $0.00 | $0 | 699,749 | Direct | |
| Mar 4, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | SSaleDisposed | −1,003,870 | $14.31F6 | −$14,365,379.7 | 5,453,580 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | AGrant or awardAcquired | +544,509 | $0.00 | $0 | 544,509 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
Reflects a price equal to the Offering price per share less underwriting discounts and commissions payable thereon, as disclosed in the Issuer's Prospectus 424(b)(7), filed with the United States Securities and Exchange Commission on February 29, 2024.
Referenced by the price of 1 transaction in Table I.
Remarks
The Power of Attorney for Mr. Petras is filed as an exhibit to the Form 3 filed on November 20, 2020, which is hereby incorporated by reference.