Petras Michael B. Jr.'s Form 4 filing
Sotera Health Co (SHC) · filed Mar 5, 2024
- Accession no.
- 0000950170-24-026347
- Filed
- Mar 5, 2024
- Trade date
- Mar 2-4, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $14.4M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Petras Michael B. Jr.CIK 0001832387 | Officer (Chairman & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | FTax withholdingDisposed | −27,990 | $14.56 | −$407,534.4 | 447,163 | Direct | |
| Mar 2, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | FTax withholdingDisposed | −21,574 | $14.56 | −$314,117.44 | 425,589 | Direct | |
| Mar 4, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | AGrant or awardAcquired | +274,160 | $0.00 | $0 | 699,749 | Direct | |
| Mar 4, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | SSaleDisposed | −1,003,870 | $14.31 | −$14,365,379.7 | 5,453,580 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | AGrant or awardAcquired | +544,509 | $0.00 | $0 | 544,509 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.