Cohen Barry J.'s Form 4 filing
Apollo Senior Floating Rate Fund Inc. (AFT) · filed Mar 4, 2024
- Accession no.
- 0000950170-24-025041
- Filed
- Mar 4, 2024
- Trade date
- Feb 29-Mar 1, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $209.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cohen Barry J.CIK 0001512433 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 29, 2024 | Common Stock | PPurchaseAcquired | +8,365 | $14.19 | +$118,699.35 | 18,365 | Indirect | |
| Mar 1, 2024 | Common Stock | PPurchaseAcquired | +2,500 | $14.33 | +$35,825 | 20,865 | Indirect | |
| Mar 1, 2024 | Common Stock | PPurchaseAcquired | +2,500 | $14.33 | +$35,825 | 23,365 | Indirect | |
| Mar 1, 2024 | Common Stock | PPurchaseAcquired | +1,320 | $14.33 | +$18,915.6 | 24,685 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.