Eclipse Ventures Fund I, L.P.'s Form 4 filing
Owlet, Inc.OWLT · filed Mar 4, 2024
- Accession no.
- 0000950170-24-024848
- Filed
- Mar 4, 2024, 4:17 PM ET
- Trade date
- Feb 29, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eclipse Ventures Fund I, L.P.CIK 0001641394 | 10% Owner |
| Eclipse Continuity GP I, LLCCIK 0001675124 | 10% Owner |
| Eclipse Continuity Fund I, L.P.CIK 0001675126 | 10% Owner |
| Eclipse Ventures GP I, LLCCIK 0001843678 | 10% Owner |
| Eclipse Early Growth GP I, LLCCIK 0001876955 | 10% Owner |
| Eclipse Early Growth Fund I, L.P.CIK 0001877287 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 29, 2024 | Class A Common Stock | PPurchaseAcquired | +777,957 | $1,000.00 | +$6,000,000 | 6,000 | Indirect | Duplicate filing |
| Feb 29, 2024 | Class A Common Stock | PPurchaseAcquired | +1,166,935 | –F6 | – | 1,166,935 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F6
As set forth in the Warrant to Purchase Shares of Common Stock of Owlet, Inc., dated February 29, 2024, by the Issuer and Eclipse EGF I (the "Warrant"), the exercise price and the number of shares of the Issuer's Common Stock issuable upon exercise are subject to adjustment upon the occurrence of certain events. As such, the exercise price and the number of shares of Common Stock issuable upon exercise as reported on this Form 4 are subject to change upon the occurrence of future events in accordance with the terms of the Warrant.
Referenced by the price of 1 transaction in Table II.