Reese Jason W.'s Form 4 filing
Great Elm Group, Inc. (GEG) · filed Feb 29, 2024
- Accession no.
- 0000950170-24-023479
- Filed
- Feb 29, 2024, 8:36 PM ET
- Trade date
- Feb 27-29, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $238.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Reese Jason W.CIK 0001479613 | Director, Officer (See remarks), 10% Owner |
| Long Ball Partners LLCCIK 0001308057 | 10% Owner |
| Imperial Capital Asset Management, LLCCIK 0001805378 | 10% Owner |
| Imperial Capital Group Holdings II, LLCCIK 0001961798 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Common stock, par value $0.01 per share ("Common Stock") | PPurchaseAcquired | +120,000 | $1.92 | +$230,400 | 6,280,346 | Indirect | |
| Feb 29, 2024 | Common Stock | PPurchaseAcquired | +4,090 | $1.99F3 | +$8,139.1 | 6,284,436 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $1.95 to $2.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Mr. Reese is a Chairman and Chief Executive Officer of the Issuer.