Westbrooks Kristopher R's Form 4 filing
Metallus Inc.MTUS · filed Feb 28, 2024
- Accession no.
- 0000950170-24-022373
- Filed
- Feb 28, 2024
- Trade date
- Feb 27, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $230.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Westbrooks Kristopher RCIK 0001638813 | Officer (EVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Common Shares | MOption exerciseAcquired | +11,812 | $5.26 | +$62,131.12 | 216,392 | Direct | |
| Feb 27, 2024 | Common Shares | SSaleDisposed | −11,812 | $19.52F1 | −$230,570.24 | 204,580 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2024 | Common Stock | MOption exerciseDisposed | −11,812 | $0.00 | $0 | 17,232 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported is the weighted average sale price for shares sold by the reporting owner on February 27, 2024. Shares were sold at prices ranging from $19.03 to $20.00.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person adopted a written plan for the sale of the Company's common shares intended to satisfy the affirmative defense conditions of Exchange Act Rule 10b5-1(c) on August 29, 2023. All transactions reported herein were made pursuant to that plan.