Valladares Jorge's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 28, 2024
- Accession no.
- 0000950170-24-022186
- Filed
- Feb 28, 2024
- Trade date
- Feb 26, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 23 non-derivative transactions and 3 derivative transactions. Open-market sales total $17.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Valladares JorgeCIK 0001432892 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +9,476 | $226.34 | +$2,144,797.84 | 20,476 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −1,541 | $1,188.36F1 | −$1,831,262.76 | 18,935 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −1,612 | $1,190.38F2 | −$1,918,892.56 | 17,323 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −2,385 | $1,191.60F3 | −$2,841,966 | 14,938 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −635 | $1,192.22F4 | −$757,059.7 | 14,303 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −738 | $1,193.48F5 | −$880,788.24 | 13,565 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −2,335 | $1,194.99F6 | −$2,790,301.65 | 11,230 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −230 | $1,195.66F7 | −$275,001.8 | 11,000 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +2,427 | $226.34 | +$549,327.18 | 2,427 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −403 | $1,188.35F1 | −$478,905.05 | 2,024 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −412 | $1,190.38F2 | −$490,436.56 | 1,612 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −597 | $1,191.59F3 | −$711,379.23 | 1,015 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −162 | $1,192.22F4 | −$193,139.64 | 853 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −186 | $1,193.48F5 | −$221,987.28 | 667 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −599 | $1,194.99F6 | −$715,799.01 | 68 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −68 | $1,195.67F7 | −$81,305.56 | 0 | Indirect | |
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +2,427 | $226.34 | +$549,327.18 | 2,427 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −397 | $1,188.36F1 | −$471,778.92 | 2,030 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −414 | $1,190.38F2 | −$492,817.32 | 1,616 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −612 | $1,191.60 | −$729,259.2 | 1,004 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −156 | $1,192.22 | −$185,986.32 | 848 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −775 | $1,194.62 | −$925,830.5 | 73 | Indirect | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −73 | $1,195.61 | −$87,279.53 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −9,476 | $0.00 | $0 | 6,924 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −2,427 | $0.00 | $0 | 1,773 | Indirect | |
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −2,427 | $0.00 | $0 | 1,773 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,188.0000 - $1,188.9600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 3 transactions in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,190.0000 - $1,190.9800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 3 transactions in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,191.0300 - $1,192.0150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,192.0200 - $1,192.9900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,193.1500 - $1,194.0200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,194.2200 - $1,195.1925. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,195.3850 - $1,195.8350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.