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Lisman Michael's Form 4 filing

TransDigm Group INC (TDG) · filed Feb 27, 2024

Accession no.
0000950170-24-021596
Filed
Feb 27, 2024
Trade date
Feb 23-26, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 25 non-derivative transactions and 2 derivative transactions. Open-market sales total $19.1M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lisman MichaelCIK 0001748275Officer (Co-Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 23, 2024Common StockMOption exerciseAcquired+8,000$347.17+$2,777,3608,000Indirect
Feb 23, 2024Common StockSSaleDisposed−929$1,195.48F1−$1,110,600.927,071Indirect
Feb 23, 2024Common StockSSaleDisposed−1,024$1,196.62F2−$1,225,338.886,047Indirect
Feb 23, 2024Common StockSSaleDisposed−1,011$1,197.57F3−$1,210,743.275,036Indirect
Feb 23, 2024Common StockSSaleDisposed−1,987$1,198.71F4−$2,381,836.773,049Indirect
Feb 23, 2024Common StockSSaleDisposed−1,426$1,199.77F5−$1,710,872.021,623Indirect
Feb 23, 2024Common StockSSaleDisposed−1,412$1,200.49F6−$1,695,091.88211Indirect
Feb 23, 2024Common StockSSaleDisposed−211$1,201.53F7−$253,522.830Indirect
Feb 26, 2024Common StockMOption exerciseAcquired+8,000$347.17+$2,777,3608,000Indirect
Feb 26, 2024Common StockSSaleDisposed−162$1,187.39F8−$192,357.187,838Indirect
Feb 26, 2024Common StockSSaleDisposed−372$1,188.49F9−$442,118.287,466Indirect
Feb 26, 2024Common StockSSaleDisposed−161$1,189.59F10−$191,523.997,305Indirect
Feb 26, 2024Common StockSSaleDisposed−308$1,190.61F11−$366,707.886,997Indirect
Feb 26, 2024Common StockSSaleDisposed−480$1,191.59F12−$571,963.26,517Indirect
Feb 26, 2024Common StockSSaleDisposed−1,074$1,192.99F13−$1,281,271.265,443Indirect
Feb 26, 2024Common StockSSaleDisposed−901$1,193.85F14−$1,075,658.854,542Indirect
Feb 26, 2024Common StockSSaleDisposed−1,132$1,194.91F15−$1,352,638.123,410Indirect
Feb 26, 2024Common StockSSaleDisposed−795$1,196.08F16−$950,883.62,615Indirect
Feb 26, 2024Common StockSSaleDisposed−508$1,196.83F17−$607,989.642,107Indirect
Feb 26, 2024Common StockSSaleDisposed−826$1,198.04F18−$989,581.041,281Indirect
Feb 26, 2024Common StockSSaleDisposed−380$1,198.93F19−$455,593.4901Indirect
Feb 26, 2024Common StockSSaleDisposed−636$1,200.21F20−$763,333.56265Indirect
Feb 26, 2024Common StockSSaleDisposed−129$1,201.13F21−$154,945.77136Indirect
Feb 26, 2024Common StockSSaleDisposed−133$1,202.31F22−$159,907.233Indirect
Feb 26, 2024Common StockSSaleDisposed−3$1,204.14F23−$3,612.420Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 23, 2024Common StockMOption exerciseDisposed−8,000$0.00$0100,000Indirect
Feb 26, 2024Common StockMOption exerciseDisposed−8,000$0.00$092,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,195.0000 - $1,195.9750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,196.0500 - $1,197.0200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,197.1200 - $1,198.0400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,198.1650 - $1,199.1350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,199.21 - $1,200.20. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,201.23 - $1,200.1950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,201.28 - $1,201.9150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,186.8100 - $1,187.6950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,187.8250 - $1,188.82. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,189.00 - $1,189.97. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,190.0750 - $1,190.9350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F12

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,191.0850 - $1,192.03. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F13

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,192.36 - $1,193.3450. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F14

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,193.39 - $1,194.38. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F15

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,194.45 - $1,195.44. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F16

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,195.47 - $1,196.45. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F17

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,196.49 - $1,197.3150. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F18

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,197.5750 - $1,198.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F19

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,198.5950 - $1,199.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F20

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,199.7750 - $1,200.71. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F21

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,200.8950 - $1,201.27. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F22

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,202.09 - $1,202.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F23

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,204.1250 - $1,204.16. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)