Ziegler John A.'s Form 4 filing
Arch Resources, Inc.ARCH · filed Feb 27, 2024
- Accession no.
- 0000950170-24-020848
- Filed
- Feb 27, 2024
- Trade date
- Feb 25-26, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $558.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ziegler John A.CIK 0001546424 | Officer (Sr. VP & Chief Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2024 | Common Stock | MOption exerciseAcquired | +3,450 | –F1 | – | 27,687 | Direct | |
| Feb 25, 2024 | Common Stock | AGrant or awardAcquired | +18,542 | –F1 | – | 46,229 | Direct | |
| Feb 26, 2024 | Common Stock | FTax withholdingDisposed | −9,312 | $169.54 | −$1,578,756.48 | 36,917 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −200 | $168.01F5 | −$33,602 | 36,717 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −2,299 | $169.32F6 | −$389,266.68 | 34,418 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −800 | $170.07F7 | −$136,056 | 33,618 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 25, 2024 | Class A Common Stock | MOption exerciseDisposed | −3,450 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Resources, Inc. (the "Company").
Referenced by the price of 2 transactions in Table I.
- F5
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $167.55 to $168.47.
Referenced by the price of 1 transaction in Table I.
- F6
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $168.68 to $169.64.
Referenced by the price of 1 transaction in Table I.
- F7
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $169.69 to $170.57.
Referenced by the price of 1 transaction in Table I.