Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Feb 26, 2024
- Accession no.
- 0000950170-24-020506
- Filed
- Feb 26, 2024
- Trade date
- Feb 22, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $69.5M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2024 | Common Stock | MOption exerciseAcquired | +45,912 | $177.22F1 | +$8,136,524.64 | 67,459.51 | Indirect | |
| Feb 22, 2024 | Common Stock | MOption exerciseAcquired | +13,302 | $172.84F1 | +$2,299,117.68 | 80,761.51 | Indirect | |
| Feb 22, 2024 | Common Stock | SSaleDisposed | −13,818 | $1,165.00 | −$16,097,970 | 66,943.51 | Indirect | |
| Feb 22, 2024 | Common Stock | SSaleDisposed | −10,590 | $1,170.00 | −$12,390,300 | 56,353.51 | Indirect | |
| Feb 22, 2024 | Common Stock | SSaleDisposed | −10,981 | $1,175.02F2 | −$12,902,894.62 | 45,372.51 | Indirect | |
| Feb 22, 2024 | Common Stock | SSaleDisposed | −185 | $1,176.65F3 | −$217,680.25 | 45,187.51 | Indirect | |
| Feb 22, 2024 | Common Stock | SSaleDisposed | −603 | $1,177.34F4 | −$709,936.02 | 44,584.51 | Indirect | |
| Feb 22, 2024 | Common Stock | SSaleDisposed | −23,037 | $1,180.01F5 | −$27,183,890.37 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2024 | Common Stock | MOption exerciseDisposed | −45,912 | $0.00 | $0 | 0 | Indirect | |
| Feb 22, 2024 | Common Stock | MOption exerciseDisposed | −13,302 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 2 transactions in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,175.0000 - $1,175.9800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,176.0100 - $1,176.7800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,177.0800 - $1,177.7400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,180.0000 - $1,180.7000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.