Geygan Jeffrey Richart's Form 4/A amendment
AmendedRocky Mountain Chocolate Factory, Inc. (RMCF) · filed Feb 26, 2024
- Accession no.
- 0000950170-24-020136
- Filed
- Feb 26, 2024, 4:05 PM ET
- Trade date
- Feb 20-22, 2024
- Filing delay
- 6 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 22, 2024
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $140.9K. It was filed 6 days after the trade.
This amendment replaces 0000950170-24-018836 (filed Feb 22, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Geygan Jeffrey RichartCIK 0001733547 | Director, 10% Owner |
| Global Value Investment Corp.CIK 0001569866 | 10% Owner |
| Geygan JamesCIK 0001734726 | Other: Director and Officer of GVIC |
| Wilke StacyCIK 0001865363 | Other: Officer of GVIC |
| Geygan KathleenCIK 0001865425 | Other: Director of GVIC |
| GVP 2021-A, L.P.CIK 0001955705 | Other: GVIC-Controlled Entity |
| GVP 2021-A, LLCCIK 0001955706 | Other: GVIC-Controlled Entity |
| Rice Shawn GCIK 0002007274 | Other: Director of GVIC |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2024 | Common Stock | PPurchaseAcquired | +7,148 | $4.20 | +$29,990.15 | 1,100,656 | Indirect | |
| Feb 21, 2024 | Common Stock | PPurchaseAcquired | +3,265 | $4.37 | +$14,260.54 | 1,103,921 | Indirect | |
| Feb 22, 2024 | Common Stock | PPurchaseAcquired | +22,348 | $4.32 | +$96,652.87 | 1,126,269 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.