Simon Joseph's Form 4 filing
Moelis & Co (MC) · filed Feb 23, 2024
- Accession no.
- 0000950170-24-019624
- Filed
- Feb 23, 2024
- Trade date
- Feb 21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $428.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Simon JosephCIK 0001604693 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +16,723.54 | – | – | 16,723.54 | Direct | |
| Feb 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −1.54 | $52.60 | −$81 | 16,722 | Direct | |
| Feb 21, 2024 | Class A Common Stock | SSaleDisposed | −8,149 | $52.60 | −$428,637.4 | 8,573 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −5,341.54 | $0.00 | $0 | 0 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −7,187.38 | $0.00 | $0 | 7,187.38 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −4,194.61 | $0.00 | $0 | 8,389.23 | Direct | |
| Feb 21, 2024 | Class A Common Stock | AGrant or awardAcquired | +19,312 | $0.00 | $0 | 19,312 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.