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Callesano Christopher's Form 4 filing

Moelis & Co (MC) · filed Feb 23, 2024

Accession no.
0000950170-24-019619
Filed
Feb 23, 2024
Trade date
Feb 21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $60.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Callesano ChristopherCIK 0001681752Officer (Principal Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 21, 2024Class A Common StockMOption exerciseAcquired+2,031.35–F1–2,031.35Direct
Feb 21, 2024Class A Common StockFTax withholdingDisposed−2.35$52.60−$123.612,029Direct
Feb 21, 2024Class A Common StockSSaleDisposed−1,144$52.60−$60,174.4885Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 21, 2024Class A Common StockMOption exerciseDisposed−708.75$0.00$0708.75Direct
Feb 21, 2024Class A Common StockMOption exerciseDisposed−410.51$0.00$0821.01Direct
Feb 21, 2024Class A Common StockMOption exerciseDisposed−353.82$0.00$01,064.8Direct
Feb 21, 2024Class A Common StockMOption exerciseDisposed−558.28$0.00$02,237.32Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)