Moelis Kenneth's Form 4 filing
Moelis & Co (MC) · filed Feb 23, 2024
- Accession no.
- 0000950170-24-019610
- Filed
- Feb 23, 2024
- Trade date
- Feb 21-23, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 7 derivative transactions. Open-market sales total $6.77M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moelis KennethCIK 0001604686 | Director, Officer (Chairman, CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +87,557.94 | – | – | 92,865.94 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +197,222 | – | – | 290,087.94 | Direct | |
| Feb 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −0.94 | $52.60 | −$49.44 | 290,087 | Direct | |
| Feb 21, 2024 | Class A Common Stock | SSaleDisposed | −128,277 | $52.60 | −$6,747,370.2 | 161,810 | Direct | |
| Feb 23, 2024 | Class A Common Stock | MOption exerciseAcquired | +31 | – | – | 161,841 | Direct | |
| Feb 23, 2024 | Class A Common Stock | SSaleDisposed | −400 | $55.00 | −$22,000 | 161,441 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −30,917.41 | $0.00 | $0 | 0 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −56,640.53 | $0.00 | $0 | 56,658.56 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −96,759 | – | – | 64,507 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −100,463 | – | – | 150,696 | Direct | |
| Feb 21, 2024 | Class A Common Stock | AGrant or awardAcquired | +130,720 | $0.00 | $0 | 130,720 | Direct | |
| Feb 21, 2024 | Class A Common Stock | AGrant or awardAcquired | +87,992.19 | $0.00 | $0 | 87,992.19 | Direct | |
| Feb 23, 2024 | Class A Common Stock | MOption exerciseDisposed | −31 | – | – | 4,432,288 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.