Cantor Eric's Form 4 filing
Moelis & Co (MC) · filed Feb 23, 2024
- Accession no.
- 0000950170-24-019605
- Filed
- Feb 23, 2024
- Trade date
- Feb 21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $939.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cantor EricCIK 0001618434 | Director, Officer (Vice Chairman, MD) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +40,618.31 | –F1 | – | 213,723.31 | Direct | |
| Feb 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −3.31 | $52.60 | −$174.11 | 213,720 | Direct | |
| Feb 21, 2024 | Class A Common Stock | SSaleDisposed | −17,857 | $52.60 | −$939,278.2 | 195,863 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −11,008.42 | $0.00 | $0 | 0 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −9,912.82 | $0.00 | $0 | 9,914.21 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −6,839.26 | $0.00 | $0 | 13,678.52 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −6,448.87 | $0.00 | $0 | 19,346.62 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −6,408.93 | $0.00 | $0 | 32,351.47 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Referenced by the price of 1 transaction in Table I.