Pilcher Ciafone Katherine's Form 4 filing
Moelis & Co (MC) · filed Feb 23, 2024
- Accession no.
- 0000950170-24-019595
- Filed
- Feb 23, 2024
- Trade date
- Feb 21, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $252.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pilcher Ciafone KatherineCIK 0001994994 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Common Stock | MOption exerciseAcquired | +8,465.95 | –F1 | – | 8,465.95 | Direct | |
| Feb 21, 2024 | Class A Common Stock | FTax withholdingDisposed | −1.95 | $52.60 | −$102.57 | 8,464 | Direct | |
| Feb 21, 2024 | Class A Common Stock | SSaleDisposed | −4,798 | $52.60 | −$252,374.8 | 3,666 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,295.29 | $0.00 | $0 | 0 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,656.09 | $0.00 | $0 | 2,656.09 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,367.11 | $0.00 | $0 | 2,736.7 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,299.57 | $0.00 | $0 | 3,898.7 | Direct | |
| Feb 21, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,847.9 | $0.00 | $0 | 7,394.77 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
Referenced by the price of 1 transaction in Table I.